Industry: Management
Location: Singapore
Job Description:
Responsibilities:
With management, formulate and tailor the company’s compliance policies and procedures to align with new business/ operational needs, regulatory developments and/or industry practice.
Assist management to comply with all relevant AML/CFT/ABC ( Anti- Bribery Corruption) policies and procedures, from local regulatory perspective, to ensure that the company keeps effective control framework with ongoing reviewing /testing programs in place
Primarily responsible for KYC and client on-boarding
Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment filtering & client screening clearance, timely STR filing and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.
Identify and rectify control weakness through ongoing review/monitoring of the AML/CFT/ABC control framework from group and local regulatory requirement perspective.
Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
Assist in audits and inspections, and investigations where required
Requirements
Bachelor’s degree in any discipline
Strong communication and leadership skill
Relevant working experience ( about 10 years) as Compliance Manager in Banking industry